A modern approach to Code of Ethics compliance

Make compliance seamless and easy-to-use with the user experience employees expect from consumer tech, not something built in 2005.

Are employees and compliance constantly frustrated with broken account feeds and reauthorizations? Is the compliance team shuffling through paper statements?

“The user interface and workflows are so much easier to use, it’s saved us a ton of time. And my employees are happier doing it.”

Aer is an all-encompassing Code of Ethics platform that provides a single source of truth, making employee trade compliance easy for employees and the compliance team.

Trusted by

Get best-in-class coverage with seamless connections to over 3,000 exchanges, wallets and brokers from all over the world.

Automate pre-trade clearance with customized restricted and watch lists based on firm policy.

Get automated email notifications with real-time breach notifications so compliance stays on top of potential violations.

Use our case management tools to customize workflows, oversee deadlines, and manage upcoming tasks.

Our flexible attestation tool is designed to align with your business needs — or, tap into our expertise and utilize our comprehensive template library.

Full audit logs with easy-to-use data export tools ensure instant access to essential information, whenever and wherever.

Trusted and secure.

SOC 2 Type 2 compliant. GDPR and CCPA/CPRA compliant.

Best in class support.

Support resources located in the US and London. Initial and ongoing training and support for all clients.

Easy to set up and easy to use.

Most clients are live and in production in 3-4 weeks.

Built for scale.

Aer processes millions of transactions for thousands of users daily.