Artificial intelligence

We understand that regulatory compliance is often time-consuming and complex, and consistently under-resourced. That's why we've developed the first AI-based compliance platform to help your firm streamline Code of Ethics compliance, save time, and reduce cost.

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If you're bogged down with repetitive tasks our AI technology can act as an extra member of your compliance team. Here are some ways automation can help.

Our AI technology automatically scans your firm's policies and procedures to pre-clear employee trades, review post-trade activity, and check conflicts of interest.

Our platform helps you identify and address compliance issues in real time, enabling you to respond quickly to changes in regulations or market conditions, through our proprietary legal and compliance alerts processing.

You don’t have to approve the same trade request over and over when your firm doesn’t have any MNPI on the company and the PM has signed off. Nor should you have to check how many gifts the employee has given to that same counterparty. Unlock automation.